Neuropsychophysiological evidence is summarised concerning a top-down working model of the traditional hypnotic relaxation, which has evolved out of empirical and theoretical considerations from experiments carried out in the Charing Cross Laboratory of Cognitive Neuroscience. Hypnosis was defined operationally on the basis of the traditional relaxation procedure, and throughout there were behavioural challenges to assess depth of hypnosis and at the end questions about memory for the induction, a post hypnotic suggestion and subjective ratings. An integration of the results a decade ago (Gruzelier, 1988, 1990) was conceptualised around a three-stage model of the induction procedure:-
Stage I: The initial instructions of fixating on a small object and listening to the hypnostist's voice was posited to involve an attentional network including thalamocortical systems and parietofrontal connections with engagement of a left anterior focussed attention control system. This underpins the focussed, selective attention inherent in fixation and listening to the hypnotist's voice, processes which together require left hemispheric frontotemporal processing.
Stage II: This first stage is then replaced by eye closure, suggestions of fatigue at continued fixation, and tiredness together with deep relaxation. This sets in motion frontolimbic inhibitory processes underpinning the suspension of reality testing and critical evaluation, and the handing over of executive and planning functions to the hypnotist; the "letting go" component of the hypnotic induction.
Stage III: The third stage involves instructions of relaxed, passive imagery leading to a redistribution of functional activity and an augmentation of posterior cortical activity, particularly of the right hemisphere in high susceptibles. Simplifying the verbal content of the induction message may also facilitate right hemispheric processing as does emphasising past experience and emotion. In contrast the low susceptible fails to show engagement of left frontal attentional control mechanisms, or if there is focal attentional engagement fails to undergo the inhibitory, letting go process.
ANTERIOR INHIBITORY PROCESSES
Fronto-Limbic Supervisory Attentional System.We went on to examine evidence of frontal inhibition in the context of a model of a supervisory attentional system which involves the frontal lobes and limbic system (Posner & Peterson, 1990; Shallice & Burgess, 1991). This system monitors ongoing activity and modulates behaviour in response to novelty, as in orienting, and when environmental stimuli convey conflicting information. Electrophysiological evidence has shown that following an erroneous response in a reaction time task there is a large negative going error detection wave at about 100msecs, referred to as error-related negativity, which is not elicited following correct responses (Falkenstein et al, 1990; Gehring et al, 1993). This negative wave is followed by a positive error evaluation wave which varies with a range of task-related factors and may represent context updating, error evaluation and adjustment of response strategies (Falkenstein et al, 1995). Utilising Stroop-like tasks with hypnosis susceptible subjects showed an increase in errors on incongruent trials - the Stroop interference effect - but no change in errors on congruent trials, whereas the performance of low susceptibles remained constant (Kaiser et al, 1997).
Reaction times were not influenced by hypnosis in either group. Therefore in susceptibles there was a failure to inhibit the automatic response, in keeping with an inhibition of frontal attentional control. However, the large negative going error detection waves that were elicited were non-significantly larger in the susceptible than low susceptible group, and these waves were unaltered by hypnosis. In other words an error detection system which operates at an early and possibly pre-conscious stage of processing was not compromised by hypnosis; to wit the unconscious hidden observer. In contrast the positive going error evaluation wave following the error detection wave was reduced in amplitude with hypnosis in susceptible subjects. This was in keeping with inhibition of a frontal error evaluation process and was compatible with the behavioural data showing a higher error rate on incongruous trials in the medium/high susceptibles with hypnosis.
The error detection wave has been localised to a midline anterior cingulate generator (Dehaene et al, 1994), a promising candidate for involvement in hypnosis. The anterior cingulate performs executive functions which have been subdivided into affective and cognitive components (Devinsky et al, 1995). The cognitive executive component is involved in response selection in advance of any movement and in cognitively demanding information processing such as Stroop interference, localised by blood flow imaging and lesion studies to the anterior cingulate. The affective executive functions are involved in regulation of autonomic and endocrine functions, assessment of motivational context and significance of sensory stimuli and emotional valence. These are mediated through extensive connections with the amygdala and periaqueductal grey and autonomic brainstem nuclei. Our results have indicated that the monitoring of motor performance carried out by the cognitive executive component remained intact, for the error detection wave and RTs were unchanged by hypnosis. Rather the affect system involving connections with the rostral
limbic system including the amygdala would appear to be unresponsive with hypnosis, as shown by the absence of the error evaluation wave and apparently motivational influences on performance. This interpretation is also in keeping with the reduced electrodermal orienting activity reflecting a reduction in excitatory modulatory influences of the amygdala. Dissociation between cognitive and affective anterior cingulate executive systems would explain the increase in the Stroop interference effect with hypnosis.
Left Anterior Inhibition. There is evidence that anterior inhibition may be laterally asymmetrical and biased towards the left hemisphere in hypnosis. This was disclosed by measuring right and left hemisphere processing times with a haptic object sorting task in two studies (Gruzelier et al, 1984). High susceptibles showed an increase in processing times with hypnosis specific to the right hand while low susceptibles showed no increase in processing. The increase in the processing times of the right hand (indexing the left hemisphere) correlated positively with the hypnotic susceptibility score. Left-sided inhibition of somatosensory functions was further replicated (Cikurel & Gruzelier, 1990) by examining haptic processing with an active-alert induction of Banyai & Hilgard (1976). Comparing induction procedures, the active-alert induction shared with the conventional procedure the slowing of left hemispheric processing but the active-alert induction was solely responsible for the improvement in right hemispheric processing.
Lateralised anterior inhibitory functions were further examined with neuropsychological tasks (Gruzelier & Warren, 1993). These included word and category fluency which are both left hemisphere tasks:- word fluency left frontal and category fluency left temporal. Design fluency was included to index right anterior processing. With hypnosis a patterned deficit was found in high susceptibles. Amongst the fluency tasks impairment was specific to the left prefrontal task, a result since replicated (Kallai et al 1998). This supported neurophysiological changes because task demands were similar.
Anterior disconnection with hypnosis in susceptible subjects was recently disclosed by Kaiser with EEG coherence. In high susceptibles with hypnosis there was a reduction in connectivity within the left prefrontal region - specifically between left lateral (FP1 and F7) and medial (F3 and FTC1) placements - whereas the opposite effect, namely an increase in connectivity, was found in low susceptibles. In baseline there was also a highly significant difference between susceptibility groups in the direction of greater left anterior connectivity in high than low susceptibles. Importantly the coherence result did not generalise to all bands but was restricted to high alpha activity which relates to cognitive as distinct from connative processing.
In summary there was further evidence of a selectivity of neurophysiological action of hypnosis shown through examination of anterior inhibitory influences:- 1) the dissociation between error detection and error evaluation waves; 2) the left lateralised influences on haptic processing and the improvement in right-sided processing that was specific to the active-alert induction; 3) the specificity within the left hemisphere for the effects on verbal fluency which were restricted to letter and not semantic designated categories; 4) the localisation of the changes in EEG coherence to within the left frontal lobe; 5) the restriction of the EEG coherence changes to the high alpha band.
These factors serve to introduce a note of caution in attempts to interpret changes in brain blood flow and metabolism in hypnosis which do not permit such fine grained interpretation, nor do they discriminate between facilitatory and inhibitory functional systems.
Back to the top.
CONCLUSION AND REFERENCES
This series of experiments has shown a number of reproducible changes in brain function which distinguished medium to high susceptibles after instructions of hypnosis from both their baseline state and from low susceptibles. The attempts were modest in scope and must be confined to the traditional hypnotic relaxation induction. Continuing support was provided for associations between hypnosis and :- 1) activation of anterior fronto-limbic inhibitory processes, 2) anterior inhibition or disconnection, either lateralised to left hemispheric regions or bilateral depending on the processes examined, 3) involvement of right temporoposterior processing, 4) evidence of superior attentional abilities in high susceptibles, 5) evidence of poor attentional abilities in unsusceptible subjects with progressive improvement through the induction, and 6) no evidence of right hemisphericity in the baseline state in susceptible subjects.
Across electrodermal, electrocortical and behavioural domains susceptible subjects evinced inhibitory influences on attention with hypnosis whereas unsusceptible subjects improved attentional performance as the induction progressed. Evidence was also found for bilateral alterations of function in medium susceptibles in situations where changes in high susceptibles were lateralised, suggesting more diffuse or distributed changes in medium susceptibles and more focal changes in high susceptibles. Together these results indicate the importance of stratifying groups into low, medium and high susceptibles.
In our neuropsychological translation of the traditional hypnotic induction, hypnosis was initiated by engaging anterior executive control systems. Aside from alterations in cortical functions along anterior-posterior and lateral axes, these will orchestrate top down changes influencing thalamic and brain stem mechanisms. Currently there is renewed interest in the electrophysiology of thalamocortical mechanisms in perceptual binding, conscious perception and altered states of awareness (Llinas & Pare, 1991; Singer, 1993; Baldeweg et al, 1998). Llinas et al (1994) have proposed that consciousness is a noncontinuous event determined by simultaneity of activity in specific thalmocortical nuclei which provide the content of experience, and the nonspecific diffuse thalamic projection system which provides the context and alertness. In this regard the anterior and posterior cingulate appear of particular promise in the top down control of thalamic activity relevant to hypnosis. Devinsky et al (1995) have remarked "One of the unique features of anterior cingulate cortex circuitry is its diverse thalamic afferents and consequent ability to sample inputs from more thalamic nuclei than any other cortical region. The ability to sample from a wide range of thalamic inputs may be crucial for its contributions to motor response selection functions" (p 280). The same could be said for connative functions and the limbic thalamus (Bentivoglio et al, 1993). Hypnosis research would benefit from examining the interplay between cortical and thalamo-cortical systems, for which the methodology of fast frequency EEG transients holds much promise.
In Llinas's model dreaming is regarded as a state of hyperattentiveness to intrinsic activity without the registration of sensory input, a state with an obvious affinity with hypnosis. This serves to acknowledge that the dream analogy remains appealing for aspects of the hypnotic experience. Consider Fuster's (1995) description of cognitive features of dreaming which include the altered sense of time and absence of temporality, the lack of guiding reality and critical judgement, the anchoring in personal experience, affective colouring, dissociation from sensory input and context. " The fragmented networks activated in the dream seem to lack the associative links to a time frame, anchored as they are in the present, without time tags and references." This could equally be a description of the hypnotic state as high susceptibles experience it.
REFERENCES
This paper represents a shortened version of a report:- Gruzelier, J.H. A working model of the neurophysiology of hypnosis: A review of evidence. Contemporary Hypnosis, 15,3-21, 1998.
Bentivoglio, M., Kultas-Ilinsky, K. & Ilinsky, I. (1993) In: B.a. Vogt & M. Gabriel (eds) Neuurobiology of Cingulate Cortex and Limbic Thalamus: A Comprehensive Handbook. Boston, Birkhauser, 71-122.
Burgess, A. & Gruzelier, J.H. (1998) Short duration power changes in the EEG during recognition memory for words and faces. Submitted.
Cikurel K & Gruzelier J (1990): The effect of an active-alert hypnotic induction on lateral asymmetry in haptic processing. British Journal of Experimental and Clinical Hypnosis, 7: 17-25
Crawford, H.J. & Gruzelier, J. (1992): A midstream view of the neuropsychophysiology of hypnosis: Recent research and future directions. In Fromm W & Nash M (eds) Hypnosis; Research Developments and Perspectives, 3rd Edition, New York, Guildford Press, 227-266.
Craiselneck, H.B., McCranie, E.J. & Jenkins, M.T. (1956) Special indications for hypnosis as a method anaesthesia. Journal of the American Medical Association 162, 1606-1608.
De Benedittis, G. & Sironi, V.A. (1988) Arousal effects of electrical deep brain stimulation in hypnosis. International Journal of Clinical and Experimental Hypnosis, 36, 96-106.
Dehaene, S., Posner, M.I. & Tucker, D.C. (1994) Localisation of a neural system for error detection and
compensation. Psychological Science 5, 303-305.
Devinsky, O., Morrell, M.J. & Vogt, b.A. (1995) Contributions of anterior cingulate cortex to behaviour. Brain 118, 279-306.
Falkenstein, M., Hohnbein, J., Hoorman, J. & Blanke, L. (1990) Effects of errors in choice reaction time tasks on the ERP under focussed and divided attention. In: Brunia, C.H.M., Gaillard, A.W.K., Koh, A. (Eds) Psychophysiological Brain Research. Tilburg, Tilburg University Press, 192-195.
Gehring, W.J., Goss, B., Coles, M.G.H., Meyer, D.E. & Donchin, E. (1993) A neural system for error detection and compensation. Psychological Science 4, 385-390.
Gruzelier JH (1988): The neuropsychology of hypnosis. Heap M (ed). Hypnosis: Current Clinical, Experimental and Forensic Practices, Croom Helm, London: 68-76.
Gruzelier JH (1990): Neuropsychological investigations of hypnosis: Cerebral laterality and beyond. In Hypnosis: Theory, Research and Clinical Practice; Van Dyck R, Spinhoven Ph, Van der Does AJW, (eds) Free University Press: 38-51.
Gruzelier JH (1996): The state of hypnosis: Evidence and Applications. Quarterly Journal of Medicine. 89:313-317.
Gruzelier JH, Brow TD, Perry A, Rhonder J and Thomas M (1984): Hypnotic susceptibility: A lateral predisposition and altered cerebral asymmetry under hypnosis. International Journal of Psychophysiology, 2: 131-139.
Gruzelier JH and Brow TD (1985): Psychophysiological evidence for a state theory of hypnosis and susceptibility. Journal of Psychosomatic Research, 29, 287-302.
Gruzelier JH, Allison J & Conway A (1988): A psychophysiological differentiation between hypnosis and the simulation of hypnosis. International Journal of Psychophysiology, 6: 331-338.
Gruzelier JH & Warren K (1993): Neuropsychological evidence of left frontal inhibition with hypnosis. Psychological Medicine, 23: 93-101.
Jutai J, Gruzelier JH, Golds J & Thomas M (1993): Bilateral auditory-evoked potentials in conditions of hypnosis and focused attention. International Journal of Psychophysiology, 15: 167-176.
Kaiser, J, Barker, R., Haenschel, C., Baldeweg, T., Gruzelier, J. (1997) Hypnosis and event-related potential correlates of error processing in a stroop-type paradigm: a test of the frontal hypothesis. International Journal of Psychophysiolog, 27, 215-222.
Kallai, S., Revonsuo, A., Hamalainen, H., Markela, J. & Gruzelier, J. (1998) Changes in anterior attentional functions and word fluency associated with hypnosis. Submitted.
Llinas, R.R. & Pare, D. (1991) Of dreaming and wakefulness. Neuroscience 44, 521-535
Llinas, r., Ribary, U., Joliot, M. & Wang, X.J. (1994) Content and context in temporal thalamocortical binding. In: G.Buzsaki (ed) Temporal Coding in the Brain. Berlin, Springer-Verlag, 251-273.
McCormack K & Gruzelier JH (1993): Cerebral asymmetry and hypnosis: A signal detection analysis of divided visual field stimulation. Journal of Abnormal Psychology, 102: 352-357.
Naatanen, R. & Mitchie, P.T. (1979) Early selective attention effects on the evoked potential. A critical review and reinterpretation. Biological Psychology 8, 81-136.
Posner, M. & Peterson, S. (1990) The attention system of the human brain. Annual Review of Neuroscience 13, 25-42.
Pribram, K.H. & McGuinness, D. (1975) Arousal, activation and effort in the control of attention. Psychological Review 82, 116-
Shallice, T. & Burgess, P. (1991) Deficits in strategy application following frontal lobe damage in man. Brain 114, 727-741.
Vendrell, p., Junque, C., Pujol, J., Jurando, M.A., Molet, J. & Grafman, J. (1995) The role of prefrontal regions in the Stroop task. Neuropsychologia 33, 341-352.
Back to the top.
|