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Management and Automation in Pathology Laboratories Dr. Marcial García Rojo. Pathology Dept. Complejo Hospitalario. Ciudad Real. Spain Information systems in pathology, although frequently integrated in hospital information systems (HIS), are characterized by a very special structure of interface and data, as a consequence of the frequently craft work performed at the laboratory of pathology. The usual pathway of a specimen accompanied by its application form with clinical data to be diagnosed in pathology is: Registry -- Macroscopic study -- Laboratory -- Microscopic study -- Final Diagnosis -- Delivery -- Archives We will review the impact of new information technologies in each of these steps, analyzing not only the points these technologies can be applied in the generation of pathology reports, but also considering the possibilities in management (i.e. workload), computing assisted diagnosed, communications, and so on. Before any information system is considered, we find it interesting to review the conclusions of the University of Alabama (http://www.path.uab.edu/), regarding HL7 (Laboratory Medicine Sentinel Monitoring Network: "Test turnaround times, critical value reporting, quality control performance...", completion times, response time, etc.) and the College of American Pathologists Laboratory Accreditation Program http://www.cap.org) that included interest information about configuration of the computing solutions, with referenced to quality control and statistics and considerations about archives (at least 10 years must be recorded).
If we review the history of software applied to pathology in our country, we can find four periods: 1960 1980: Big hospitals age. Information systems in mainframes were only found in the most important hospitals (generally more than 800 beds). Basic morphology software in CPM systems was used. 1980 1990: Informatics departments were created in almost all hospitals. Many of them developed a solution for their pathology department. The commercial solutions were limited, only suitable form medium sized hospitals. New programming techniques appear and a considerable number of pathologists develop their own solutions. Morphology software is becoming more popular and easier to use. 1990-1996: The trend "computing at once" becomes a popular claim between pathologist, since almost a 40% of the pathology departments at that time did not have any information system (not even a personal computer nearby). Some efforts are made in the National Health System to review the information systems available and some basic conclusions are made (Signo project). In these period no new commercial systems appeared, and the need for change in the old systems became apparent in almost all the hospitals. Educational and investigations software appear, with isolated solutions in computing aided diagnosis. 1997-1998: These two years have represented a hallmark in the computing in pathology departments of Spain for two reasons: a) The active participation of National and Regional Health Systems, that create special committees in order to study the situation. In some Regional Health Systems (Galicia and Catalonia) a information system is designed and developed according to the specifications of their own necessities, and pathology area is part of these systems. In other cases (as in the National Health System) a commercial product is adapted and recommended to use in the hospitals. b) The greater offer of commercial products. In our review we could find 6 products specifically designed for pathology departments, most of them based in client-server solutions, with integration in HIS, and presenting an easy interface, generally based in 32-bits Windows system. Apart from report-based systems, the list of software products applied to pathology is increased, not only by some national products (generally multimedia CD-ROMS with educational purposes), but also with all the world-wide solutions nowadays available through Internet. A recent survey of the Spanish Society of Pathology, reveled:
Until the end of 1997, the department of pathology of Ciudad Real Hospital, the software used in the report system was based in Clipper for MS-DOS, and developed exclusively for our department. Apart from the technological limitations (and frequent corruption of files when it became larger than 20 MB, for instance), it was an isolated system, disconnected from the HIS, difficult to send a fax from, etc.
As can be concluded in the aforementioned review, nowadays is more complex to make a decision about what software is best for a department, and decisions must be based not only in the design of an attractive multimedia interface, but also in more important items, such as:
The renewal of a report system usually is accompanied by a renewal of the hardware equipment. This is a consequence not only of the more exigent requirements of the new software, but also is due to the new specifications in the information systems (local area network connected to HIS, communications by modem/fax, upgrades by FTP, etc.) Due to the rapid evolution of hardware specifications and the different needs in every department, we dont think its worth delineating with detail the ideal equipment for each case, but some general rules can be observed:
According to the hardware requirements, the server machine will need different operative systems. Multiprocessor machines with high fault-tolerant specifications will require UNIX systems. A medium size hospital (400-700 beds) can find it sufficient to implement a one or (preferable) more Intel-based processor with Windows NT operative systems. The client-side operative system is always limited to the report software design, and nowadays most solutions are based in Windows 95 and Windows NT platforms.
The most important part of the information system is the database structure and management capabilities (indexation, query system, relational procedures, documental procedures, etc.). Some of these relational database, (Oracle, Informix) were originally designed for UNIX operative systems, but now we can find also a large catalogue of excellent products (Oracle, Informix, Microsoft SQL-Server, Sybase SQL-Anywere, etc.) in the Windows NT platform. In small departments, relational databases can be based in PC-oriented products (MS-FoxPro, MS-Access, dBase, etc.) bur they are better applied in the client side (interface design). Independent databases for patients and pathology-related data are important.
The number of personal computers in the pathology department and the kind of information transmitted in the network (text versus image or video predominant) will determine the adequacy of the LAN. Normally a fast-ethernet (100 Mbs) will suffice, but the critical point is the connection with the central HIS that is frequently based in a slow network shared by multiple departments. Even if our department is based in text-only systems, we think it is interesting to dimension the network to contain also multimedia information, since new technologies (speech recognition, neural networks recognizing patters of images, etc.) will soon require these kind of information to moved from one PC to another in our LAN. Most database and report software can be used under the TCP/IP standard protocol, and we find it most interesting since these technologies can be then applied to the Internet or Intranet solutions without additional efforts.
Report System Software (Pathology Information System) The first thing we must consider is the integration of the pathology information system (PIS) in the central hospital information System (HIS). Even when the situation of our department doesnt allow this integration, we must always consider a change in that situation, which must not require any main change in the department information system. In that way, we find most interesting those systems that allow both an independent existence of the rest of the Hospital (a non desirable situation, but that may be necessary in case of disconnection) and an integration with the HIS. Normally, the language of programmation used to develop the application is not a relevant decision point in our choice, and it is normally more related to the experience of the software development team than to the excellence of the programming tool. The new object-oriented technologies (C++, PowerBuilder, etc.) are more suitable to develop an client-sever solution that the more higher level languages (Visual Basic, Delphi, dBase, etc.). However, the new models of programmation, including a more distributed environments (DCOM, CORBA, etc.), are introducing new concepts (java applications, java applets, ActiveX controls, XML) that we cannot classify in the older scheme. Many of the database solutions in the PIS is based in the ODBC standard for data interchange, and many of them will probably be adequate to work in an environment with new emerging interconnectivity standards (Java based connectivity, ActiveX Data Objects or Remote Data Services). As figure 1 shows, the software must be able to maintain multiple configuration parameters to allow personalization of the system (management of electron microscopy studies, default values, spelling check, quantification study...)
The system administrator usually does this only once.
Classification of Specimens All Studies performed at the pathology department area classified according to a general scheme of Biopsies, Cytology (frequently including fine-needle aspiration biopsies FNAB-) and Autopsies. Some departments prefer to maintain an independent registry for certain studies (FNAB, immunohistochemistry, electronic microscopy, molecular biology, and son on). You can see an example at figure 2.
Once we make a classification of Type of Studies, we need to define inside each group the types of Specimens we will receive. This will allow us not only to keep descriptions (gross, microscopic, diagnoses) of each specimen. The table containing the different specimens can be adapted to correlate with surgical procedures, but sometimes a list of organs will suffice. Furthermore, the specimen can be associated with a standard classification of topographical or procedural orders (SNOMED) y some value-related classification (we use Signo Project conclusions). These will allow an automated codification and analytical quantification. We find useful a further classification of specimens relating to the procedure to obtain the specimen (incisional, excisional...: complete resection or only a sample taken in surgical pathology; or exfoliative, imprint, brushing, .... for cytology)
Registry of specimens It is probable one of the most critical steps, due to the actual difficulties in assigning correctly a specimen to a patient. In some cases the Admission Department is responsible for the database of patients and all the requests are processed here before they are translated to Pathology. But in most cases, it is the secretary of the Pathology Department who has to decide whether a specimen belongs to one patient or not. This is so because most request are incomplete in the affiliation data, and very few requests are received using a code bar system. This step is therefore oriented to the secretary of the department. A correlation of data must be established between to ease the entry of data (list of doctors limited to the requesting department, date of registry normally 2 days after date of collections, automatic numbering of specimens and list of previous studies). It is advisable to have an option to maintain all the data from the last patient or the last specimen register, since this will facilitate multiple entries from the same patient of the same requesting department, respectively. Other options include automatic printing of labels (for bottles of specimens, preferable by code-bar), previous studies or registry book (see figure 3).
Intraoperative studies frequently need a special report. At our institution an automated distribution of specimens to pathologist is performed according to the number of registry, but in some institutions the distribution between pathologist depends on topographical data. In these step it is not always possible to recognize the specimens received (in cytology it may be easier), and we prefer to leave this decision to the next phase.
Gross study Although partially applicable to cytological and autopsy studies, we will analyze only the gross study of surgical pathology specimens. Gross study ("carving") allows selecting representative areas of a specimen. Several items are applied in this step:
Laboratory The gross study of a specimen implies the realization of blocks of tissue that must be correctly labeled. In each block one or several stains can be performed. The standard one is hematoxylin-eosin (and the system must know this). Some notes or relevant comments are associated with each block of stain (figure 4).
A work list will be created at the laboratory and all completed work will be indicated. Some facilities include printing of labels for slides, grouping of techniques to be performed together, fixatives used. Laboratory techniques can be classified into several laboratories implied (histochemistry, immunochemistry, molecular biology, etc.).
Microscopic study and diagnosis Once completed the gross study and the staining of all the slides, the pathologist receives these slides, accompanied by the clinical and gross data (printed or accessible at the screen). It is not always possible to access the clinical history from the pathologists office, but critical data such as relevant clinical data, gross findings and comments to each block, and list of previous studies, must be accessible on line Speech recognition and spelling checking are becoming indispensable. Other possibilities include interest case or tumor committee records, microscopic pictures database, etc. Coding of diseases must be simplified with the inclusion of topographics once the specimen is grossly studied, and the inclusion of SOMED codes in standard descriptions or standard reports. Although not always easy to implement, it would be interesting the information system to provide an intelligent coding routine based on the final diagnosis. Standard descriptions and diagnoses A lot of text must be written in some surgical pathology and anatomic pathology reports. This can be simplified with four tools:
The next important aspect in the pathology information system is finding all the data needed with very little effort. Lists and searches must be flexible and may contain administrative data (dates, requesting services, types of studies, pathologists, laboratory staff, age, etc.), pathological data (gross or microscopic findings), diagnoses, coding of diseases (procedures, topography, etiology, etc.). For that reason, an interesting option is the literal text finding, for example at the text of diagnosis (figure 5), that combined with other fields search (with AND, OR, and NOT Boolean operators) give us unlimited possibilities.
We must be able to export all the results to standard word processing, spreadsheet or data base software. Another option must include a list of pictures and photographic slides combined with searches of cases of interest or tumor committees. A frequent weakness in PIS is the impossibility to perform in only one search a combination of temporal diagnoses, for instance, finding all the patients that first were diagnosed in cytology of "low grade intrasquamous lesion" and afterwards a diagnosis of "high grade intrasquamous lesion" was made.
Activity report (quantification) The products (specimen) catalogue varies not only from country to country bus also from province to province. We have adopted the nomenclator of the Signo Project, as suggested by the National Health System, although any other classification can be adopted. Apart from the types of processes, the activity reports also include the number of special techniques (immunohistochemistry, electron microscopy, histochemistry, molecular biology, etc.) performed in each study, as well as pictures taken, and consultation of cases. We assign a relative value unit (RVU) to each of these parameters. The activity report must include information about requesting departments, types of specimens, including intraoperatory and special techniques, and number of studies and corresponding RVUs (figure 6).
Follow up of the studies and turnaround times The information system usually records the date a study goes to the next phase (for instance, from registry to gross study). Recording of registry, gross, microscopy, laboratory, reported, and closing times are most valuable. This will allow knowing the exact location of a biopsy or cytological study, and also can be applied to report turnaround times. We can control the enter and exit times of a request of an ancillary technique, including aspects such as the laboratory staff and kind of cutting to perform.
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